As of 2/02/2023
Thayer Financial, L.L.C. recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. Thayer Financial, L.L.C. will not disclose your personal information to anyone unless required by law or at your direction. We will not sell your personal information. Thayer Financial, L.L.C. will provide this privacy statement to all clients annually.
We want our clients to understand what information we collect, how we use it, and how we protect their personal information.
We gather information about you so that we can:
We may collect the following types of “nonpublic personal information” about you:
We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain circumstances. For example, for us to provide planning or investment management services to you, we may disclose your personal information in limited circumstances to various service providers, such as our clearing firm or independent contractors hired by Thayer Financial, L.L.C. If the Financial Planner/Financial Adviser leaves Thayer Financial, L.L.C. to join another firm, he or she may be permitted to retain copies of client information so that they can assist with the transfer of client accounts and continue to serve the client at their new firm.
“Opting-Out” of Third Party Disclosures: If you do not want your Financial Planner/Financial Adviser to retain copies of your client’s sensitive information when he or she leaves us to join another firm, you may contact us by calling 828-569-2785.
Otherwise, Thayer Financial, L.L.C. will not disclose any personal information about you or your account(s) unless one of the following conditions is met:
Arrangements with companies or independent contractors not affiliated with Thayer Financial, L.L.C. will be subject to confidentiality agreements.